Boadilla del Monte Compliance & Risk Job Listings

Regulatory Compliance Manager (Quality Control)64665714667779120

Indeed

Regulatory Compliance Manager (Quality Control)

**About Revolut** People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 65\+ million customers get more from their money every day. As we continue our lightning\-fast growth,‌ 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work™. So far, we have 10,000\+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution. **About the role** Our Compliance team underpins the long term success of the business by ensuring our products and processes adhere to all regulatory and quality standard requirements. As a part of this team, your expertise in compliance matters and eye for detail will ensure the best possible outcomes both internally and externally for our customers. Working independently but also within a team, you will be tasked with identifying regulatory obligations for Revolut, associated risks, as well as suggesting controls to mitigate these risks. You will be conducting thorough testing in a dynamic, digital, and data driven environment. If you're passionate about setting the standard for compliance and take pride in flawless execution, we’d love to connect **What you'll be doing*** Validating if regulatory obligations are mapped to existing controls for each set of regulations, if it is correct, or if controls that should be mapped are missing * Providing guidance and support to junior team members in conducting the Quality Control checks. This includes mentoring less\-experienced colleagues * Providing well\-informed recommendations for improving existing processes within 2LOD, ensuring alignment with best practices and a diligently documented governance structure * Paying meticulous attention to detail through reviewing work performed by RegCompliance SMEs * Communicating feedback from the reviews performed to stakeholders * Contributing to compliance processes and minimum standards by identifying opportunities for improved adherence to regulatory requirements and company standards * Maintaining and improving the methodology and adjusting the approach to future process changes * Reviewing the quality and documentation of decisions made and deliverables created by Escalation officers, RegCompliance SMEs, and Compliance Managers across 1LOD and 2LOD **What you'll need*** 4\+ years of experience working in Regulatory Compliance across the three lines of defence, in a Fintech, traditional financial institution, consultancy company, or regulatory body. * Experience in interpreting texts from laws or regulations, preferably related to the following regulators: UK FCA (FCA Handbook), Bank of England/PRA (PRA Handbook), EBA, ECB (e.g. PSD2\); and/or Bank of Lithuania regulatory requirements * Demonstrated experience in reviewing and providing constructive feedback on the work of peers or team members * Knowledge of the best practise RegCompliance controls used in the industry. * To be results\-driven, pragmatic, and have a detailed\-oriented approach. * An interest in compliance and willingness to deepen your knowledge. * Fluency in English **Nice to have*** A Degree in Law or Languages * Proven experience in managing teams and individuals, including the ability to lead, motivate, and develop team members to achieve both individual and collective goals * Experience in specifically in Insurance (ICOBS), Crypto\-assets regulatory change (MICA), investment protections (MIFID). Financial Promotions, Anti\-Bribery, and Corruption, Conflicts of Interest, Conduct Risk (Consumer Duty) and/or Payments (PSR 2017\) related regulations * Relevant experience in assurance or internal/external audit, focusing on risk and compliance domains * Familiarity with insurance/audit reviews * Experience creating or utilising test scripts/procedures * Relevant Reg Compliance certifications, such as ICA and CISI *Building a global financial super app isn’t enough. Our Revoluters are a priority, and that’s why in 2021 we launched our inaugural D\&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We’re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That’s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard\-working team.* ***Important notice for candidates:*** *Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.* * ***Only apply through official Revolut channels.*** *We don’t use any third\-party services or platforms for our recruitment.* * ***Always double\-check the emails you receive.*** *Make sure all communications are being done through official Revolut emails, with an @revolut.com domain.* ***We won't ask for payment or personal financial information during the hiring process.*** *If anyone does ask you for this, it’s a scam. Report it immediately.* *By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's* *Candidate Privacy Notice* Notice: This is a remote position based in Spain.

Spain

Negotiable Salary

Junior Guarantees Officer - French64149401336577121

Indeed

Junior Guarantees Officer - French

**MISSION** Within Group BNP Paribas ITO Function, Global Trade Operations, a community of 700\* people in the 3 CIB regions \& 50 countries, leverage on their integrated and global model to accompany the business strategy being the Global Trade operations Platforms a key enablers of the transformation. The European Trade Finance Service Center has 115 employees across 16 nationalities in Spain and provides solutions for Domestic and international Guarantees, Syndicated guarantees, Fronting, Green and sustainable linked guarantees and Documentary products (Import and Export) for both, corporations or institutions, in close collaboration with the Global Trade Solutions teams. **RESPONSIBILITIES** -------------------- Deal directly with CIB clients ensuring their needs are met and/or exceeded within established agreements. Provide assistance/support to clients and corporate groups on technical aspects of International and Domestic Guarantees. Process Guarantees issued on behalf of the Bank’s clients or other branches/subsidiaries/correspondents, including the review and validation of wordings in non\-standard or pre\-validated formats. The day to day processing of guarantee expiries and follow up with branches, correspondents and clients to ensure a smooth release of guarantee instruments as they meet their expiry dates. The role will also be responsible for assisting the Invoicing and Fees officer when necessary. Detailed responsibilities: Ensuring client needs are met and/or exceeded, processing client requests on a timely and proactive manner. Providing assistance/support to clients and corporate groups on technical aspects of International and Domestic Guarantees. Providing support and assistance to Front Office (FO) on technical aspects and practices and in getting deals booked and properly processed. Verifying that all approvals are in place (from Credit Risk, Compliance and Legal) in order to proceed with client requests Processing of Guarantees issued on behalf of the Bank’s clients or other branches/subsidiaries/correspondents, direct/indirect with due regard to legal, compliance and risk aspects. Checking that wordings in non\-standard or pre\-validated formats are acceptable for the Bank. **SKILLS** ---------- A good understanding of Guarantees products and specific regulation (URDG, ISP, UCP…) Knowledge of general accounting rules, mastering specific accounting rules for guarantees Systems and processes: Word/Excel, SWIFT English and French mandatory \+7 años experiencia BENEFITS * Training programs, career plans and internalmobility opportunities, national and international thanks to our presence indifferent countries. * Diversity and Inclusion Committee thatensures an inclusive work environment. In recent years, several employeecommunities have been created to organize diversity and inclusion awarenessactions (PRIDE, We Generations and MixCity). * Corporate volunteering program (1 MillionHours 2 Help) in which employees can dedicate time out of their working hoursto volunteer activities. * Flexible compensation plan. * Hybrid telecommuting model (50%). * Salary from 29\-33k * 32 vacation days. BNP Paribas Group in Spain is an equal opportunity employer and proud to provide equal employment opportunity to all job seekers. We are actively committed to ensuring that no individual is discriminated against on the grounds of age, disability, gender reassignment, marriage or civil partnership status, pregnancy and maternity/paternity, race, religion or belief, sex or sexual orientation. Equity and diversity are at the core of our recruitment policy because we believe that they foster creativity and efficiency, which in turn increase performance and productivity. We strive to reflect the society we live in, while keeping with the image of our clients.

Prta del Sol, 4, 2ºC, Centro, 28013 Madrid, Spain

€ 29,000-33,000/year

Junior Guarantees Officer - English / German64148595260418122

Indeed

Junior Guarantees Officer - English / German

MISSION Within Group BNP Paribas ITO Function, Global Trade Operations, a community of 700\* people in the 3 CIB regions \& 50 countries, leverage on their integrated and global model to accompany the business strategy being the Global Trade operations Platforms a key enablers of the transformation. The European Trade Finance Service Center has 115 employees across 16 nationalities in Spain and provides solutions for Domestic and international Guarantees, Syndicated guarantees, Fronting, Green and sustainable linked guarantees and Documentary products (Import and Export) for both, corporations or institutions, in close collaboration with the Global Trade Solutions teams. RESPONSIBILITIES Deal directly with CIB clients ensuring their needs are met and/or exceeded within established agreements. Provide assistance/support to clients and corporate groups on technical aspects of International and Domestic Guarantees. Process Guarantees issued on behalf of the Bank’s clients or other branches/subsidiaries/correspondents, including the review and validation of wordings in non\-standard or pre\-validated formats. The day to day processing of guarantee expiries and follow up with branches, correspondents and clients to ensure a smooth release of guarantee instruments as they meet their expiry dates. The role will also be responsible for assisting the Invoicing and Fees officer when necessary. Detailed responsibilities: * Ensuring client needs are met and/or exceeded, processing client requests on a timely and proactive manner. * Providing assistance/support to clients and corporate groups on technical aspects of International and Domestic Guarantees. * Providing support and assistance to Front Office (FO) on technical aspects and practices and in getting deals booked and properly processed. * Verifying that all approvals are in place (from Credit Risk, Compliance and Legal) in order to proceed with client requests * Processing of Guarantees issued on behalf of the Bank’s clients or other branches/subsidiaries/correspondents, direct/indirect with due regard to legal, compliance and risk aspects. * Checking that wordings in non\-standard or pre\-validated formats are acceptable for the Bank. SKILLS * A good understanding of Guarantees products and specific regulation (URDG, ISP, UCP…) * Knowledge of general accounting rules, mastering specific accounting rules for guarantees * Systems and processes: Word/Excel, SWIFT * English \& German mandatory BENEFITS * Training programs, career plans and internal mobility opportunities, national and international thanks to our presence in different countries. * Diversity and Inclusion Committee that ensures an inclusive work environment. In recent years, several employee communities have been created to organize diversity and inclusion awareness actions (PRIDE, We Generations and MixCity). * Corporate volunteering program (1 Million Hours 2 Help) in which employees can dedicate time out of their working hours to volunteer activities. * Flexible compensation plan. * Hybrid telecommuting model (50%). * Salary from 29,5k \- 33k * 32 vacation days. Diversity and inclusion commitment BNP Paribas Group in Spain is an equal opportunity employer and proud to provide equal employment opportunity to all job seekers. We are actively committed to ensuring that no individual is discriminated against on the grounds of age, disability, gender reassignment, marriage or civil partnership status, pregnancy and maternity/paternity, race, religion or belief, sex or sexual orientation. Equity and diversity are at the core of our recruitment policy because we believe that they foster creativity and efficiency, which in turn increase performance and productivity. We strive to reflect the society we live in, while keeping with the image of our clients.

Prta del Sol, 4, 2ºC, Centro, 28013 Madrid, Spain

€ 29,500-33,000/year

Junior Guarantees Officer - English / French64148595278978123

Indeed

Junior Guarantees Officer - English / French

**MISSION** Within Group BNP Paribas ITO Function, Global Trade Operations, a community of 700\* people in the 3 CIB regions \& 50 countries, leverage on their integrated and global model to accompany the business strategy being the Global Trade operations Platforms a key enablers of the transformation. The European Trade Finance Service Center has 115 employees across 16 nationalities in Spain and provides solutions for Domestic and international Guarantees, Syndicated guarantees, Fronting, Green and sustainable linked guarantees and Documentary products (Import and Export) for both, corporations or institutions, in close collaboration with the Global Trade Solutions teams. **RESPONSIBILITIES** -------------------- Deal directly with CIB clients ensuring their needs are met and/or exceeded within established agreements. Provide assistance/support to clients and corporate groups on technical aspects of International and Domestic Guarantees. Process Guarantees issued on behalf of the Bank’s clients or other branches/subsidiaries/correspondents, including the review and validation of wordings in non\-standard or pre\-validated formats. The day to day processing of guarantee expiries and follow up with branches, correspondents and clients to ensure a smooth release of guarantee instruments as they meet their expiry dates. The role will also be responsible for assisting the Invoicing and Fees officer when necessary. Detailed responsibilities: * Ensuring client needs are met and/or exceeded, processing client requests on a timely and proactive manner. * Providing assistance/support to clients and corporate groups on technical aspects of International and Domestic Guarantees. * Providing support and assistance to Front Office (FO) on technical aspects and practices and in getting deals booked and properly processed. * Verifying that all approvals are in place (from Credit Risk, Compliance and Legal) in order to proceed with client requests * Processing of Guarantees issued on behalf of the Bank’s clients or other branches/subsidiaries/correspondents, direct/indirect with due regard to legal, compliance and risk aspects. * Checking that wordings in non\-standard or pre\-validated formats are acceptable for the Bank. **SKILLS** ---------- * A good understanding of Guarantees products and specific regulation (URDG, ISP, UCP…) * Knowledge of general accounting rules, mastering specific accounting rules for guarantees * Systems and processes: Word/Excel, SWIFT * English \& French mandatory **BENEFITS** ------------ * Training programs, career plans and internal mobility opportunities, national and international thanks to our presence in different countries. * Diversity and Inclusion Committee that ensures an inclusive work environment. In recent years, several employee communities have been created to organize diversity and inclusion awareness actions (PRIDE, We Generations and MixCity). * Corporate volunteering program (1 Million Hours 2 Help) in which employees can dedicate time out of their working hours to volunteer activities. * Flexible compensation plan. * Hybrid telecommuting model (50%). * Salary from 29,5k \- 33k * 32 vacation days. **DIVERSITY AND INCLUSION COMMITMENT** -------------------------------------- BNP Paribas Group in Spain is an equal opportunity employer and proud to provide equal employment opportunity to all job seekers. We are actively committed to ensuring that no individual is discriminated against on the grounds of age, disability, gender reassignment, marriage or civil partnership status, pregnancy and maternity/paternity, race, religion or belief, sex or sexual orientation. Equity and diversity are at the core of our recruitment policy because we believe that they foster creativity and efficiency, which in turn increase performance and productivity. We strive to reflect the society we live in, while keeping with the image of our clients.

Prta del Sol, 4, 2ºC, Centro, 28013 Madrid, Spain

€ 29,500-33,000/year